CSS @CSSregtech

CSS is a global RegTech platform delivering a set of regulatory solutions that serve compliance professionals across the financial services industry. cssregtech.com Joined May 2017

Tweets

1K
Followers

1K
Following

3K
Likes

167

CSS @CSSregtech

3 years ago

The #FCA has unveiled plans to significantly increase the minimum proportion of highly liquid assets that UK #moneymarketfunds must hold, requiring MMFs' daily & weekly liquid assets levels to rise to 15% and 50% of their assets, respectively. Learn more➡️ fca.org.uk/publications/c…

0 0 2 42 0

View Details

CSS @CSSregtech

3 years ago

0 0 0 22 0

View Details

CSS @CSSregtech

3 years ago

With an estimated $18.4T of #ESG orientated assets now being managed globally, the #FCA is putting in place new #sustainabilityDisclosure Requirements and an investment labels regime: fca.org.uk/news/press-rel… #sustainability #investmentmanagement

0 0 0 12 0

View Details

CSS @CSSregtech

3 years ago

As #assetmanagers prepare to launch tokenized versions of their funds, key challenges, such as a lack of industry collaboration and regulation, remain as hurdles, according to a recent @InvAssoc survey. investmentweek.co.uk/news/4150691/c… #investmentmanagement #tokenization @InvestmentWeek

0 0 0 16 0

View Details

CSS @CSSregtech

3 years ago

UK #AssetOwner Stewardship Review 2023 published research last week that paints a less than flattering picture of asset managers’ approach to #corporategovernance. institutionalassetmanager.co.uk/asset-managers… #assetmanagers #investmentmanagement #TransitionPathwayInitiative @InsAsssetManager

0 0 0 9 0

View Details

CSS @CSSregtech

3 years ago

#FINRA has proposed a new rule that would allow #brokerdealers to use #projectedperformance in their marketing communications to #institutionalinvestors & qualified purchasers, such as #retirementplan investment fiduciaries. finra.org/rules-guidance… #investmentmanagement @FINRA

0 0 0 8 0

View Details

CSS @CSSregtech

3 years ago

Could another FTX event happen again? #CFTC chair Rostin Behnam said that nothing has happened in the past year to prevent another one as market dynamics changed significantly in the last 3 years. marketsmedia.com/federal-legisl… #digitalassets #finreg #assetmanagement @marketsmedia

0 0 0 16 0

View Details

CSS @CSSregtech

3 years ago

The @CFAinstitute has published new definitions for #sustainablefinance terms to standardize terminology & enable #institutionalinvestors, regulators & participants to precisely communicate #ESGinvesting & #responsibleinvesting. rpc.cfainstitute.org/-/media/docume… #ESG #assetmanagement

0 0 0 17 0

View Details

CSS @CSSregtech

3 years ago

@SIFMA #AssetManagement Group is disappointed by the #FSOC finalized guidance and risk framework for nonbank financial company designations, saying it's unnecessary for companies like #assetmanagers. marketsmedia.com/sifma-amg-warn… #SIFMA #finreg @marketsmedia

0 0 0 24 0

View Details

CSS @CSSregtech

3 years ago

The White House & #DOL will unveil a new rule proposal requiring rollover advice to be in the best interest of the saver & apply a #bestinterest standard to advice #plansponsors receive about investments included in #401k & other plans. Learn more: dol.gov/newsroom/relea…

0 0 0 170 0

View Details

CSS @CSSregtech

3 years ago

The UK has finalized its new rules for #stablecoins and the financial promotion of #cryptoassets, incorporating the #crypto industry into the existing regulatory framework for traditional #financialservices. investmentweek.co.uk/news/4140120/t… #finreg @InvestmentWeek

0 0 0 14 0

View Details

CSS @CSSregtech

3 years ago

The EU's proposal to update #AIFMD 2 and the #UCITS directive presents challenges and opportunities as #fundmanagers and #assetmanagers gear up to navigate the revamped landscape. funds-europe.com/insights/aifmd… #finreg #compliance #alternativeinvestments #investmentmanagement

0 0 1 22 0

View Details

CSS @CSSregtech

3 years ago

The #SEC adopted new Rule 10c-1a on Oct. 13 requiring increased disclosure from institutional #shortsellers and making public certain information in the #SECuritieslending market. sec.gov/news/press-rel… #finreg #investmentmanagement

0 0 0 15 0

View Details

CSS @CSSregtech

3 years ago

Opinions vary on the #SEC expanding the scope of its #NamesRule — some industry players feel the new rule will help prevent misleading #fundnames, but others say it will be a disruption to the industry. What do you think? pionline.com/regulation/new… #assetmanagement @pensionsnews

0 0 0 12 0

View Details

CSS @CSSregtech

3 years ago

Institutional asset owners, #assetmanagers and #privateequity firms are uniquely positioned to be victims of #cyberattacks. #FinancialServices firms are 300X as likely as other companies to be targeted by a cyberattack. ai-cio.com/news/how-priva… #cybersecurity @ChiefInvOfficer

0 0 0 25 0

View Details

CSS @CSSregtech

3 years ago

The #FCA has urged firms offering high-risk #investments to #retailinvestors to review their financial promotion approaches after the regulator found several examples of poor practice in a sample review. investmentweek.co.uk/news/4129770/f… #finreg #investmentmanagement @InvestmentWeek

0 0 0 25 0

View Details

CSS @CSSregtech

3 years ago

In consultation papers, UK financial regulators have proposed boosting #diversity & #inclusion to support healthy work cultures, reduce groupthink, and unlock talent. The consultation is open until 18 December 2023. marketsmedia.com/uk-regulators-… #DEI #financialservices @marketsmedia

0 0 0 15 0

View Details

CSS @CSSregtech

3 years ago

Excited to share an insightful deep-dive by Alison K Fraser and Kevin Renner! We uncover what goes on "Behind the Curtain" of SEC examinations, shedding light on the risk-based methodology! Check out the full blog here: bit.ly/3ZLu5qN #compliance #financialregulation

0 0 0 11 0

View Details

CSS @CSSregtech

3 years ago

In an effort to prevent funds from misrepresenting their investments and risks, the #SEC on Sept. 20 approved amendments to broaden the scope of its #NamesRule. sec.gov/sec-enhances-r… #finreg #fundnames #investmentmanagement